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Benjamin Shannon Smith

Smith Asset Management Co., LLC

Casselberry, FL

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Current Employers
Smith Asset Management Co., Llc

322 East Park Avenue, Chiefland, FL 32626 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-10-25
FL RA APPROVED 2005-03-29
  • TX RA
    APPROVED_RES
    Since 2019-10-25
  • FL RA
    APPROVED
    Since 2005-03-29

Branch Locations

Casselberry, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Barry University School Of Law Orlando FL 08/2003 Present
  • 08/2003 → Present
    Barry University School Of Law
    Orlando, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-08-15
  • S65 Uniform Investment Adviser Law Examination
    2003-08-15

View on SEC IAPD

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