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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2026-03-09 |
| NY | RA | APPROVED | 2026-03-06 |
| NJ | RA | APPROVED | 2026-03-05 |
Branch Locations
535 Route 10, Randolph, NJ 07869 • United States
70 Morristown Road, Bernardsville, NJ 07924 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scotch Plains | NJ | 04/2011 | 08/2018 |
| Bank Of America, N.A. | Clinton | NJ | 04/2011 | 08/2018 |
| Jp Morgan Securities, Llc | Clinton | NJ | 09/2018 | 08/2021 |
| Jp Morgan Chase Bank, N.A. | Clinton | NJ | 09/2018 | 08/2021 |
| Tiaa | Roseland | NJ | 09/2021 | 10/2025 |
| Tiaa-Cref Individual & Institutional Services, Llc | Roseland | NJ | 09/2021 | 10/2025 |
| Td Bank N.A. | Randolph | NJ | 02/2026 | Present |
| None | Glen Gardner | NJ | 10/2025 | 02/2026 |
| Td Private Client Wealth Llc | Randolph | NJ | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-03 |
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