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Chase Rolland Munoz

Rainier Capital Investments LLC

Olympia, WA

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Current Employers
Rainier Capital Investments Llc

Olympia, WA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-07-18
WA RA APPROVED 2019-08-16
  • TX RA
    APPROVED_RES
    Since 2022-07-18
  • WA RA
    APPROVED
    Since 2019-08-16

Branch Locations

Olympia, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Richmond Hts. WA 06/2007 06/2018
Ameriprise Financial Services Inc Irvine CA 06/2018 08/2019
Rainier Capital Investments Llc Dupont WA 05/2019 Present
Rainier Capital Investments Llc Dupont WA 08/2019 Present
Puzzle Investors, Llc Dupont WA 07/2022 Present
Previous Registrations
Other Businesses

Puzzle Investors, LLC; Not investment related; Real estate; Managing Member; 7/2022; 10-15 hours/month outside of trading hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-27
  • S66 Uniform Combined State Law Examination
    2004-09-27

View on SEC IAPD

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