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Olympia, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-07-18 |
| WA | RA | APPROVED | 2019-08-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Investment Services | Richmond Hts. | WA | 06/2007 | 06/2018 |
| Ameriprise Financial Services Inc | Irvine | CA | 06/2018 | 08/2019 |
| Rainier Capital Investments Llc | Dupont | WA | 05/2019 | Present |
| Rainier Capital Investments Llc | Dupont | WA | 08/2019 | Present |
| Puzzle Investors, Llc | Dupont | WA | 07/2022 | Present |
Puzzle Investors, LLC; Not investment related; Real estate; Managing Member; 7/2022; 10-15 hours/month outside of trading hours
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-09-27 |
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