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Gwynne St Richards Pfeifer

Morgan Stanley

Charlotte, NC

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-21
NC RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2025-06-21
  • NC RA
    APPROVED
    Since 2009-06-01

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Charlotte NC 07/2004 Present
Morgan Stanley Smith Barney Charlotte NC 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 07/2004 → Present
    Citigroup Global Markets Inc.
    Charlotte, NC
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Charlotte, NC
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-20
  • S66 Uniform Combined State Law Examination
    2004-10-20
Other Names
  • Gwynne Stuart Richards
  • Gwynne Pfeifer
  • Gwynne St Pfeifer

View on SEC IAPD

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