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James Alvin Miller

Blackrock Investment Management, LLC

San Francisco, CA

Princeton, NJ

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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-04-04
NJ RA APPROVED 2017-04-04
  • CA RA
    APPROVED
    Since 2017-04-04
  • NJ RA
    APPROVED
    Since 2017-04-04

Branch Locations

400 Howard Street, San Francisco, CA 94105 • United States

1 University Square Drive, Princeton, NJ 08540 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dimensional Fund Advisors Austin TX 09/2011 03/2017
Blackrock San Francisco CA 03/2017 Present
Blackrock Investments, Llc San Francisco CA 03/2017 Present
  • 09/2011 → 03/2017
    Dimensional Fund Advisors
    Austin, TX
  • 03/2017 → Present
    Blackrock
    San Francisco, CA
  • 03/2017 → Present
    Blackrock Investments, Llc
    San Francisco, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-24
S63 Uniform Securities Agent State Law Examination 2006-12-18
  • S65 Uniform Investment Adviser Law Examination
    2013-01-24
  • S63 Uniform Securities Agent State Law Examination
    2006-12-18
Other Names
  • James Alvin Miller
  • James Alvin Miller

View on SEC IAPD

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Other Offices

FORT POINT CAPITAL PARTNERS LLC · SAN FRANCISCO, CA
DIVISAR CAPITAL MANAGEMENT, LLC · SAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC. · San Francisco, CA
1SHARPE CAPITAL LLC · SAN FRANCISCO, CA
RBC SECURITIES, INC · SAN FRANCISCO, CA
STRATEGIC ADVISERS LLC · SAN FRANCISCO, CA
VALEAS CAPITAL PARTNERS · SAN FRANCISCO, CA
ZENTARA EXCHANGE LTD · SAN FRANCISCO, CA

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