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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-07-31 |
| CA | RA | APPROVED | 2012-04-30 |
Branch Locations
694 Pampas Lane, Stanford, CA 94305 • United States
905 Barron Avenue, Redwood City, CA 94063 • United States
459 Lagunita Drive, Stanford, CA 94305 • United States
300 Pasteur Dr. Hh013, Stanford, CA 94305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Stanford | CA | 04/2012 | Present |
| Pfg Advisors | Stanford | CA | 05/2015 | 10/2017 |
| Mariner Independent Advisor Network, Llc | Stanford | CA | 07/2017 | 07/2026 |
1. 5/24/2012: STANFORD FEDERAL INVESTMENT SERVICES - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - A DIVISION OF STANFORD FEDERAL CREDIT UNION. 2. 05/22/2023 - Mariner Independent Advisor Network - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 03/31/2023 - 160 Hours Per Month/ 160 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Mariner Independent Advisor Network LLC an independent investment advisor firm. I started this business activity in 5/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, nature of its business, its owners and its services at http://www.adviserinfo.sec.gov/IAPD. This firm is separate and independent of LPL Financial
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-07 |
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