Brian Stern

Current Employers

Employment History

• 10/2011 → 03/2017
  H. D. Vest Investment Services
  Irving, TX
• 03/2017 → 11/2019
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2016 → 12/2017
  Fair Value Real Estate Partners, Llc
  Dallas, TX
• 03/2017 → 11/2019
  Cetera Advisors Llc
  Denver, CO
• 03/2017 → 11/2019
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 03/2017 → 11/2019
  Cetera Investment Services Llc
  St Cloud, MN
• 03/2017 → 11/2019
  First Allied Securities, Inc.
  San Diego, CA
• 03/2017 → 11/2019
  Summit Brokerage Services, Inc.
  Boca Raton, FL
• 01/2020 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 04/2020 → 12/2021
  Kessler Collins
  Dallas, TX
• 08/2020 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 11/2020 → Present
  Farpointe Wealth Partners, Llc
  Dallas, TX
• 11/2022 → 03/2023
  Farpointe Financial Services Llc;
  Dallas, TX
• 03/2023 → Present
  Farpointe Wealth Advisors, Llc
  Dallas, TX
• 10/2023 → Present
  Highpoint Financial Group, Llc
  Dallas, TX

Other Businesses

1) NAME OF OTHER BUSINESS: FARPOINTE WEALTH PARTNERS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 30; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2) NAME OF OTHER BUSINESS: FARPOINTE WEALTH ADVISORS, LLC ; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 03/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) NAME OF OTHER BUSINESS: STEVEN L. WILSON & ASSOCIATES; INVESTMENT RELATED: NO; ADDRESS: 8282 S MEMORIAL DR, SUITE 106, TULSA, OK 74133; NATURE OF BUSINESS: TAX & ACCOUNTING; START DATE: 1/2026; POSITION/TITLE/RELATIONSHIP: TAX PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ASSISTING WITH MANAGEMENT AND STRATEGY; 4) NAME OF OTHER BUSINESS: HIGHPOINT FINANCIAL GROUP, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2023, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S66 Uniform Combined State Law Examination
  2020-08-07

Other Names

• Brian A Stern