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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-08-12
ID RA APPROVED 2023-09-21
  • WA RA
    APPROVED
    Since 2024-08-12
  • ID RA
    APPROVED
    Since 2023-09-21

Branch Locations

3729 Woodking Dr Ste 1, Idaho Falls, ID 83404-4720 • United States

360 S 4Th Ave Ste 360, Pocatello, ID 83201 • United States

116 E Fir St Ste B, Mount Vernon, WA 98273 • United States

100 2Nd Ave S Ste 140, Edmonds, WA 98020 • United States

Pocatello, ID • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Pocatello ID 06/2008 09/2023
Connections Investment Services Pocatello ID 05/2013 09/2023
Ameriprise Financial Services, Llc Pocatello ID 09/2023 Present
Previous Registrations
  • 2009-12-23 → 2023-10-05
    Pocatello, ID
    Idaho Falls, ID
    Firth, ID
    Inkom, ID
    Pocatello, ID
    Pocatello, ID
    San Diego, CA
    Pocatello, ID
    Pocatello, ID
    Nampa, ID
    Boise, ID
    Boise, ID
    Heyburn, ID
    Twin Falls, ID
    Boise, ID
Other Businesses

Independent Insurance Brokering; Western United Life Assurance; 05/01/2016; Fixed Annuity / Global Atlantic; 09/08/2023; Fixed Annuity. Business Ownership; Triple L Ventures; Owner; We are resubmitting for a name change Pass through entity for bonuses at Ameriprise. No other purpose or uses.; 360 S. 4th Ave, , Pocatello, ID, 83201; Not Investment-Related; 12/09/2024; 1 to 9 hours per month; 1 to 9 during trading hours / Smart Horizons; Co-owner; Manage Ameriprise Business; 900 Pier View Drive, , Idaho Falls, ID, 83402; Not Investment-Related; 06/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; BrightStar Financial Advisors, LLC; Employee; Manage advisory business; 360 S 4th Ave, Ste 360, Pocatello, ID, 83201; Investment-Related; 06/30/2025; 40 to 59 hours per month; 40 to 59 during trading hours / Triple L Ventures; Owner; Manage advisory business; 360 S 4th Ave, , Pocatello, ID, 83201; Investment-Related; 10/21/2024; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-22
S63 Uniform Securities Agent State Law Examination 2004-10-08
  • S66 Uniform Combined State Law Examination
    2009-12-22
  • S63 Uniform Securities Agent State Law Examination
    2004-10-08
Designations

View on SEC IAPD

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