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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-01-28 |
Branch Locations
One Post Office Square, Boston, MA 02109 • United States
Boston, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Boston | MA | 10/2007 | Present |
Camp Harborview / 46 Plympton Street Boston, MA 02118 / Charity/ Charity / Summer camp for kids in Boston area and scholarship aid / Other / Advisory Council Member / I will give advice to campers and students / Start Date 4/4/2019 / David Farrington Memorial Scholarship Fund / United States / 32 Kate's Glen, Plymouth, MA 02360 / Charity / The fund was started to offer a scholarship in my late brother's name. We hold an annual golf tournament to raise funds. / Member of Board of directors / My brothers, father and I run an annual golf tournament and award scholarships at 3 local high schools. / Start Date 1/1/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-09 |
| S63 | Uniform Securities Agent State Law Examination | 2004-11-29 |
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