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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-05
TX RA APPROVED 2008-11-28
  • MN RA
    APPROVED
    Since 2013-11-05
  • TX RA
    APPROVED
    Since 2008-11-28

Branch Locations

8300 Norman Center Dr, Bloomington, MN 55437 • United States

33451 Us Highway 19 N Global Human Resources- The Academy,, Palm Harbor, FL 34684 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bloomington MN 11/2008 Present
Previous Registrations
Other Businesses

I*2970270, Entity Type: , Name of OBA: L B, Address: Bloomington, Minnesota, 55438, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/07/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2970271, Entity Type: , Name of OBA: L B, Address: Bloomington, Minnesota, 55438, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 10/07/2025, No Hours: 2 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-21
  • S66 Uniform Combined State Law Examination
    2007-11-21
Other Names
  • Erin Lynn Burt

View on SEC IAPD

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