Winnie Hue Gia Truong

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-08-26
CA	RA	APPROVED	2011-03-25

TX RA
APPROVED_RES

Since 2025-08-26
CA RA
APPROVED

Since 2011-03-25

Branch Locations

2033 N Main Street 9Th Floor [Wz-Rbo], Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	San Jose	CA	03/2011	11/2016
Wells Fargo Clearing Services, Llc	San Jose	CA	11/2016	Present

03/2011 → 11/2016

Wells Fargo Advisors Llc

San Jose, CA
11/2016 → Present

Wells Fargo Clearing Services, Llc

San Jose, CA

Previous Registrations

2007-11-20 → 2011-03-25

Rbc Capital Markets, Llc

San Jose, CA
2005-04-19 → 2007-11-14

Ubs Financial Services Inc.

Palo Alto, CA

Palo Alto, CA

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; SAN JOSE, CA; 50% OWNERSHIP; ONE HOUR DEVOTED PER MONTH; NOT DURING TRADING HOURS. RENTAL PROPERTY; INV. RELATED; SAN JOSE, CA; OWNER; START 11/1/2016; 0 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: RECEIVE MONTHLY RENT. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; SAN JOSE, CA; START 3/2011; 5 HRS PER MONTH; .25 HRS DURING TRADING. POWER OF ATTORNEY FOR FATHER; INV. RELATED; SAN JOSE, CA; START 3/2011; 5 HRS PER MONTH; .25 HRS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-04-18

S66 Uniform Combined State Law Examination

2005-04-18

Other Names

Winnie Hue Truong

View on SEC IAPD