Nicholas A Feeney

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-07-21
PA	RA	APPROVED	2020-06-09

TX RA
APPROVED_RES

Since 2020-07-21
PA RA
APPROVED

Since 2020-06-09

Branch Locations

2100 Georgetown Drive Suite 500, Sewickley, PA 15143 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Pittsburgh	PA	11/2013	06/2020
Morgan Stanley Smith Barney Llc	Sewickley	PA	06/2020	Present

11/2013 → 06/2020

Ubs Financial Services Inc.

Pittsburgh, PA
06/2020 → Present

Morgan Stanley Smith Barney Llc

Sewickley, PA

Previous Registrations

2012-08-23 → 2020-06-17

Ubs Financial Services Inc.

Pittsburgh, PA

Weehawken, NJ

Pittsburgh, PA

Pittsburgh, PA

Pittsburgh, PA

Sewickley, PA

Sewickley, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-05

S66 Uniform Combined State Law Examination

2005-01-05

Other Names

Nick Feeney
Nicholas A. Feeney
Nicholas A. Feeney
Nicholas Feeney Jr.
Nicholas Feeney
Nicholas A Feeney

View on SEC IAPD

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