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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2025-10-06 |
Branch Locations
105 West View Road 5Th Floor, Colchester, VT 05446 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| N B T Bank, N. A. | Burlington | VT | 03/2010 | 10/2025 |
| Lpl Financial Llc | Burlington | VT | 03/2010 | 10/2025 |
| Morgan Stanley Smith Barney Llc | Colchester | VT | 10/2025 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 11/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-22 |
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