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Bradley John Kleinman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Atlanta, GA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-30
GA RA APPROVED 2024-11-20
  • TX RA
    APPROVED
    Since 2024-11-30
  • GA RA
    APPROVED
    Since 2024-11-20

Branch Locations

3455 Peachtree Rd Ne, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hovde Group, Llc Atlanta GA 01/2016 05/2020
Stonex Financial Inc. Alpharetta GA 06/2020 09/2023
Stonex Group Inc. New York NY 06/2020 10/2024
Stonex Outsourced Services Llc Alpharetta GA 02/2021 10/2024
Stonex Financial Inc. Alpharetta GA 03/2024 10/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 10/2024 Present
Bank Of America, N.A. Atlanta GA 11/2024 Present
  • 01/2016 → 05/2020
    Hovde Group, Llc
    Atlanta, GA
  • 06/2020 → 09/2023
    Stonex Financial Inc.
    Alpharetta, GA
  • 06/2020 → 10/2024
    Stonex Group Inc.
    New York, NY
  • 02/2021 → 10/2024
    Stonex Outsourced Services Llc
    Alpharetta, GA
  • 03/2024 → 10/2024
    Stonex Financial Inc.
    Alpharetta, GA
  • 10/2024 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Atlanta, GA
  • 11/2024 → Present
    Bank Of America, N.A.
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-20
S63 Uniform Securities Agent State Law Examination 2014-09-13
  • S66 Uniform Combined State Law Examination
    2024-08-20
  • S63 Uniform Securities Agent State Law Examination
    2014-09-13
Other Names
  • Brad Kleinman

View on SEC IAPD

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BISON WEALTH, LLC · ATLANTA, GA
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RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
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