David John Lee Willett

Current Employers

Employment History

• 07/2004 → 12/2017
  National Planning Corporation
  Irvine, CA
• 11/2015 → 05/2021
  Trilogy Capital, Inc.
  Irvine, CA
• 11/2017 → 05/2021
  Lpl Financial Llc
  Irvine, CA
• 07/2004 → 05/2021
  Trilogy Financial Services
  Irvine, CA
• 06/2016 → Present
  St John'S Lutheran School
  Orange, CA
• 09/2016 → Present
  St John'S Lutheran School Endowment Fund
  Orange, CA
• 04/2021 → Present
  David Willett Financial
  Concord, CA
• 05/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-12-01 → 2021-05-13
  Trilogy Capital, Inc.
  Irvine, CA
  Irvine, CA
• 2017-11-29 → 2018-04-11
  Lpl Financial Llc
  Irvine, CA
• 2007-01-17 → 2017-11-29
  National Planning Corporation
  Irvine, CA
  Irvine, CA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 09/2014 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE AND ANNUITIES 2. NAME OF OTHER BUSINESS: ST JOHN'S LUTHERAN SCHOOL ENDOWMENT FUND INVESTMENT RELATED: NO ADDRESS: 154 S SHAFFER ST ORANGE, CA 92866 NATURE OF BUSINESS: EDUCATION START DATE: 09/2016 POSITION/TITLE/RELATIONSHIP: COMMITTEE MEMBER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: NONE BRIEF DESCRIPTION OF DUTIES: I SERVE ON THE COMMITTE FOR THE SCHOOL ENDOWMENT FUND. I AM NOT INVOLVED IT THE MANAGEMENT OF THE INVESTMENTS. 3. NAME OF OTHER BUSINESS: DAVID WILLETT FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 04/2021 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MANAGE BUSINESS / PROVIDE FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: WILLETT WEALTH PLANNING; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE:02/2024; POSITION/TITLE/RELATIONSHIP: OWNER/ FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-06-27
• S63 Uniform Securities Agent State Law Examination
  2004-09-11

Other Names

• David Willett