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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-02 |
| LA | RA | APPROVED | 2023-10-02 |
| TX | RA | APPROVED | 2023-10-02 |
Branch Locations
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
10960 Wilshire Blvd Suite 405, Los Angeles, CA 90024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kcs Wealth Advisory | Los Angeles | CA | 11/2013 | 09/2023 |
| Mutual Securities, Inc. | Camarillo | CA | 12/2015 | 06/2019 |
| Wealth Enhancement Group | Los Angeles | CA | 10/2023 | Present |
| Wealth Enhancement Advisory Services | Los Angeles | CA | 10/2023 | Present |
Kenfield Capital Strategies - Los Angeles, CA 90024, Pass through/Holding Company, President, not investment related, 1 hour per month, 0 hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-06-05 |
| S65 | Uniform Investment Adviser Law Examination | 2004-09-10 |
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