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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-07-14
  • CA RA
    APPROVED
    Since 2022-07-14

Branch Locations

Newport Beach, CA • United States

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pimco Newport Beach CA 07/2012 11/2021
Capital Group / American Funds Distributors, Inc. Los Angeles CA 11/2021 03/2026
Capital Group/ Capital Client Group, Inc. Los Angeles CA 03/2026 Present
  • 07/2012 → 11/2021
    Pimco
    Newport Beach, CA
  • 11/2021 → 03/2026
    Capital Group / American Funds Distributors, Inc.
    Los Angeles, CA
  • 03/2026 → Present
    Capital Group/ Capital Client Group, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2012-12-15
  • S63 Uniform Securities Agent State Law Examination
    2012-12-15
Designations
Other Names
  • Katy Erin Lewis
  • Katy Lewis

View on SEC IAPD

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