Best Investors Account Sign in
Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-04-17
IL RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2021-04-17
  • IL RA
    APPROVED
    Since 2017-03-25

Branch Locations

30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Downers Grove IL 07/2004 03/2017
Mml Investors Services, Llc Chicago IL 03/2017 Present
Massmutual Life Insurance Co Chicago IL 07/2016 Present
  • 07/2004 → 03/2017
    Metlife Securities Inc
    Downers Grove, IL
  • 03/2017 → Present
    Chicago, IL
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Chicago, IL
Previous Registrations
  • 2007-10-04 → 2017-03-25
    Msi Financial Services, Inc.
    Downers Grove, IL
    Chicago, IL
    Chicago, IL
    Downers Grove, IL
Other Businesses

INDEPENDENT INSURANCE AGENT DENTAL AND GROUP DISABILITY INCOME, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, AND LONG-TERM CARE 1HR/WK DURING SECURITIES TRADING & 0HRS/WKND & EVENINGS FROM HOME ADDRESS SINCE 7/2010 12/2012

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-09-24
S63 Uniform Securities Agent State Law Examination 2004-09-17
  • S65 Uniform Investment Adviser Law Examination
    2007-09-24
  • S63 Uniform Securities Agent State Law Examination
    2004-09-17

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor