Mark Arthur Sterley

Current Employers

Employment History

• 07/2011 → 10/2020
  Hornor Townsend & Kent Inc
  Horsham, PA
• 07/2011 → Present
  Penn Mutual Life Insurance Co
  Horsham, PA
• 10/2020 → Present
  Osaic Wealth, Inc.
  Bellevue, WA

Previous Registrations

• 2011-07-22 → 2020-11-02
  Hornor, Townsend & Kent, Llc
  Bellevue, WA
• 2011-01-20 → 2011-07-27
  Ameritas Investment Company, Llc
  Bellevue, WA
  Lincoln, NE
• 2007-02-20 → 2010-04-06
  Securian Financial Services, Inc.
  Bellevue, WA
  Newport Beach, CA
  Bellevue, WA

Other Businesses

1) NORTHWEST UNIVERSITY ALUMNI BOARD POSITION: Alumni Board Member NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2008 ADDRESS: 5520 108th Ave NE, Kirkland WA 98033, United States DESCRIPTION: Quarterly board meetings with the intent to increase alumni engagement post-graduation. 2) PACIFIC CAPITAL RESOURCE GROUP, INC. POSITION: Agent NATURE: INSURANCE BROKERAGE - DBA: PACIFIC CAPITAL RESOURCE GROUP, INC., INVESTMENT-RELATED, INSURANCE SALES FOR MULTIPLE CARRIERS AGENT, START DATE: 07/19/2011, APPROXIMATE NUMBER OF HOURS/MONTH: 25-40, APPROXIMATE NUMBER OF HOURS/MONTH DEVOTED TO THIS ACTIVITY DURING SECURITIES TRADING HOURS: 25-40, DUTIES: SALES AND SERVICE OF INSURANCE PRODUCTS INCLUDING LIFE, HEALTH, DISABILITY, LONG TERM CARE AND ANNUITIES. INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 07/19/2011 ADDRESS: 10900 NE4th Street, Suite 2300 #2413, Bellevue WA 98004, United States DESCRIPTION: SALES AND SERVICE OF INSURANCE PRODUCTS INCLUDING LIFE, HEALTH, DISABILITY, LONG TERM CARE AND ANNUITIES. 3) HAMACHER WEALTH MANAGEMENT POSITION: 1% Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 02/15/2016 ADDRESS: 10900 NE4th Street, Suite 2300 #2413, Bellevue WA 98004, United States DESCRIPTION: SALES AND SERVICE OF INSURANCE PRODUCTS INCLUDING LIFE, HEALTH, DISABILITY, LONG TERM CARE AND ANNUITIES. 4) SOCCER COACH POSITION: Soccer Coach NATURE: Not for Profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/15/2025 ADDRESS: 418 W Garden St. #310, Pensacola FL 32502, United States DESCRIPTION: Coaching youth soccer in the afternoon and evenings and a game or tournament on the weekends. 5) RENTAL PROPERTY POSITION: Owner NATURE: Joint tenants with right of survivorship ownership INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/21/2025 ADDRESS: 7020 Abigail Street, Gulf Shores, AL 36542, Gulf Shores AL 36542, United States DESCRIPTION: Rental property - using a property manager. 6) FELLOWSHIP OF CHRISTIAN ATHLETES POSITION: Eastside FCA Board Member NATURE: Non-Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 06/15/2025 ADDRESS: 4705 16th Ave NE, Seattle WA 98105, United States DESCRIPTION: Advising and connecting the Eastside FCA Director on vision, strategy and introductions to sport personnel. 7) BNI LEADERSHIP ROLES POSITION: General Leadership Roles NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/01/2025 ADDRESS: 3430 Toringdon Way, Suite 300, Charlotte NC 28277, United States DESCRIPTION: BNI Leadership RoleServes in a volunteer leadership capacity within a professional networking organization (BNI). Responsibilities include facilitating meetings, coordinating member engagement, and promoting business networking opportunities among members. This role is unpaid, focused on organizational administration and relationship-building, and does not involve providing financial advice, managing investments, or handling client funds.

Exams

• S66 Uniform Combined State Law Examination
  2007-01-22
• S63 Uniform Securities Agent State Law Examination
  2004-08-20

Designations

Other Names

• Mark Sterley