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Keith Gardner

Td Private Client Wealth LLC

Bronx, NY

White Plains, NY

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Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-07-29
FL RA APPROVED 2026-01-07
CT RA APPROVED 2026-01-05
NJ RA APPROVED 2025-07-24
NY RA APPROVED 2025-05-12
  • GA RA
    APPROVED
    Since 2026-07-29
  • FL RA
    APPROVED
    Since 2026-01-07
  • CT RA
    APPROVED
    Since 2026-01-05
  • NJ RA
    APPROVED
    Since 2025-07-24
  • NY RA
    APPROVED
    Since 2025-05-12

Branch Locations

281 West 230Th Street, Bronx, NY 10463 • United States

1133 Westchester Ave, White Plains, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. New York NY 05/2016 02/2018
Td Ameritrade, Inc. New York NY 02/2018 12/2022
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 12/2022
Charles Schwab And Co., Inc. New York NY 12/2022 03/2025
Td Bank N.A. Bronx NY 04/2025 Present
Td Private Client Wealth Llc Bronx NY 04/2025 Present
  • 05/2016 → 02/2018
    Scottrade, Inc.
    New York, NY
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    New York, NY
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 12/2022 → 03/2025
    Charles Schwab And Co., Inc.
    New York, NY
  • 04/2025 → Present
    Td Bank N.A.
    Bronx, NY
  • 04/2025 → Present
    Td Private Client Wealth Llc
    Bronx, NY
Previous Registrations
  • 2022-01-26 → 2025-04-05
    Charles Schwab & Co., Inc.
    New York, NY
    New York City, NY
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    New York, NY
    Omaha, NE
    New York, NY
    New York, NY
    New York, NY
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    New York, NY
    New York, NY
    New York, NY
    New York, NY
    New York, NY
  • 2017-05-17 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-15
S63 Uniform Securities Agent State Law Examination 2005-06-30
  • S66 Uniform Combined State Law Examination
    2017-05-15
  • S63 Uniform Securities Agent State Law Examination
    2005-06-30
Other Names
  • Keith Joseph Gardner

View on SEC IAPD

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