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One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-02-16 |
Branch Locations
One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Realty Investors Llc | Hartford | CT | 01/2013 | 01/2018 |
| Ubs Funds Services (Usa) Llc | Hartford | CT | 06/2013 | 01/2018 |
| Penwood Realty Investors Llc | West Hartford | CT | 01/2018 | 04/2023 |
| Unemployed | West Hartford | CT | 04/2023 | 11/2023 |
| Virtus Investment Partners | Hartford | CT | 11/2023 | Present |
| Vp Distributors Llc | Hartford | CT | 11/2023 | Present |
Name: 520 Classon LLC; Business is not investment related; 520 Classon Brooklyn NY 11238, Nature of other business: A two family residential rental property is held in this LLC; Position: Owner; Start Date: 04/21/2008; 4 HR/Month devoted to other business; 0 HRs devoted during securities trading hours; Duties: I am a principal in the business.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-16 |
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