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Heather Aileen Housley

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Francisco, CA

Boston, MA

San Francisco, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-07-26
OH RA APPROVED 2022-03-14
GA RA APPROVED 2019-01-24
MO RA APPROVED 2017-06-05
TX RA APPROVED_RES 2013-01-28
CA RA APPROVED 2009-10-23
  • IL RA
    APPROVED
    Since 2022-07-26
  • OH RA
    APPROVED
    Since 2022-03-14
  • GA RA
    APPROVED
    Since 2019-01-24
  • MO RA
    APPROVED
    Since 2017-06-05
  • TX RA
    APPROVED_RES
    Since 2013-01-28
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

San Francisco, CA • United States

100 Federal St Merrill Edge - Consumer Banking, Boston, MA 02110 • United States

555 California St Corp Employee Banking And Investments, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 10/2009 Present
Previous Registrations
  • 2005-08-15 → 2009-10-23
    Banc Of America Investment Services, Inc.
    San Jose, CA
    San Jose, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-12
  • S66 Uniform Combined State Law Examination
    2005-08-12
Other Names
  • Heather Hancock
  • Heather Aileen Hancock
  • Heather Aileen Hampton

View on SEC IAPD

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