Benjamin Paul Johnson

Current Employers

Summit Trail Advisors, Llc

2 Grand Central Tower 140 E 45Th Street, 28Th Floor, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2016-08-11

IL RA
APPROVED

Since 2016-08-11

Branch Locations

Aurora, IL • United States

2 Grand Central Tower 140 E 45Th Street, 28Th Floor, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Summit Trail Advisors Llc	Aurora	IL	10/2015	Present
Summit Trail Securities, Llc	Chicago	IL	05/2017	Present

10/2015 → Present

Summit Trail Advisors Llc

Aurora, IL
05/2017 → Present

Summit Trail Securities, Llc

Chicago, IL

Previous Registrations

2009-01-21 → 2015-07-23

Barclays Capital Inc.

Chicago, IL
2008-03-14 → 2008-10-15

Lehman Brothers Inc.

New York, NY

Chicago, IL

Other Businesses

SUMMIT TRAILS ADVISORS LLC, INVESTMENT-RELATED, 353 NORTH CLARK ST., CHICAGO, IL 60654, RIA, PARTNER, 10/12/2015, 160 HOURS/MONTH ALL WITHIN TRADING HOURS, PORTFOLIO CONSERVATION.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-08-25

S63 Uniform Securities Agent State Law Examination

2004-08-25

Other Names

Benjamin P. Johnson

View on SEC IAPD