Jessica Ann Rosenberg

Current Employers

Jdm Financial Group Llc

Austin, TX • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-03-08
CA	RA	APPROVED	2015-08-20

TX RA
APPROVED

Since 2017-03-08
CA RA
APPROVED

Since 2015-08-20

Branch Locations

Van Nuys, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jdm Financial Group Llc	Encino	CA	01/2015	Present

01/2015 → Present

Jdm Financial Group Llc

Encino, CA

Previous Registrations

2006-11-17 → 2008-12-31

Jdm Financial Group Llc

Los Angeles, CA

Other Businesses

Various insurance agencies. Title: Insurance Agent. Start: 2012. Approx. 1/3 of her time in this capacity, approx. 30 hours per month during trading hours. Address: Address of record.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-08-10

S65 Uniform Investment Adviser Law Examination

2015-08-10

View on SEC IAPD