Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-27
AZ RA APPROVED 2020-02-20
  • TX RA
    APPROVED
    Since 2020-03-27
  • AZ RA
    APPROVED
    Since 2020-02-20

Branch Locations

14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc. Phoenix AZ 11/2009 02/2020
Usaa Financial Planning Services Phoenix AZ 11/2009 02/2020
Usaa Investment Management Company San Antonio TX 01/2018 02/2020
Raymond James & Associates Scottsdale AZ 02/2020 Present
  • 11/2009 → 02/2020
    Usaa Financial Advisors Inc.
    Phoenix, AZ
  • 11/2009 → 02/2020
    Usaa Financial Planning Services
    Phoenix, AZ
  • 01/2018 → 02/2020
    Usaa Investment Management Company
    San Antonio, TX
  • 02/2020 → Present
    Raymond James & Associates
    Scottsdale, AZ
Previous Registrations
  • 2018-01-08 → 2020-03-05
    San Antonio, TX
  • 2009-12-21 → 2018-01-08
    Usaa Financial Planning Services
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
  • 2007-05-09 → 2009-12-08
    Chase Investment Services Corp.
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
    Scottsdale, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-02-08
  • S66 Uniform Combined State Law Examination
    2006-02-08
Designations

View on SEC IAPD

More in Scottsdale, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor