Nan Wang

Ameriprise Financial Services, LLC

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Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-08-12
CA	RA	APPROVED	2026-08-07
HI	RA	APPROVED	2026-08-07

TX RA
APPROVED_RES

Since 2026-08-12
CA RA
APPROVED

Since 2026-08-07
HI RA
APPROVED

Since 2026-08-07

Branch Locations

19800 Macarthur Blvd Suite 300, Irvine, CA 92612-2479 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Signator, Investors, Inc.	Honolulu	HI	01/2006	11/2018
Osaic Wealth, Inc.	Honolulu	HI	11/2018	08/2026
Ameriprise Financial Services Llc	Irvine	CA	08/2026	Present

01/2006 → 11/2018

Signator, Investors, Inc.

Honolulu, HI
11/2018 → 08/2026

Osaic Wealth, Inc.

Honolulu, HI
08/2026 → Present

Ameriprise Financial Services Llc

Irvine, CA

Previous Registrations

2018-11-02 → 2026-08-11

Osaic Wealth, Inc.

Honolulu, HI

Lafayette, CA

Irvine, CA
2007-10-16 → 2018-11-02

Signator Investors, Inc.

Honolulu, HI

Lafayette, CA

Irvine, CA
2004-10-18 → 2005-02-18

Ameriprise Financial Services, Llc

Honolulu, HI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-15

S66 Uniform Combined State Law Examination

2007-10-15

Other Names

Nelson Wang
Nan Wang

View on SEC IAPD

More in Irvine, CA

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