Best Investors
Account
Sign in
Best Investors
Account
Sign in
Stratton, CO • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-04-23 |
| CO | RA | APPROVED | 2015-10-29 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Austec Wealth Management | Stratton | CO | 10/2014 | Present |
| Austec Business Transitions, Llc | Stratton | CO | 06/2015 | Present |
| Gt Securities, Inc. | Los Angeles | CA | 11/2022 | Present |
| Austec Capital, Llc | Stratton | CO | 11/2022 | Present |
Austec Wealth Management, LLC; Yes; 5101 County Road 28, Stratton, Colorado 80836; State Registered Investment Advisor - Investment management, Fee based AUM & financial planning is offered; Managing Member; Nov 01,2015; 20-30; 20-30; Helping clients with financial plans as needed. Austec Business Transitions, LLC; No; 5101 County Road 28, Stratton, Colorado 80836; Consulting company providing exit planning and third party pre-sale readiness help to business owners; Managing Member; Jul 01,2015; 20; 10. Austec Capital, LLC; Yes-Securities offered through GT Securities, Inc., member FINRA, SIPC.; 5101 County Road 28 Stratton, Colorado 80836; Merger & Acquisition advisory company for business owners; Managing Member; Nov 01, 2022.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-12-16 |
| S66 | Uniform Combined State Law Examination | 2003-04-29 |
Reach out to this advisor