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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-11-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Des Moines | IA | 09/2014 | 11/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 11/2020 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 11/2020 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 11/13/20 2) KIDS FIRST OF IOWA, 807 W COLUMBUS STREET, MOUNT AYR, IA, BOARD MEMBER, 04/12/06, NIR, 3 HR/MO- 0/TRADING 3)CLARK COUNTY HOSPITAL FOUNDATION, 800 SOUTH FILLMORE, OSCEOLA, IA, BOARD MEMBER, 10/09/07, NIR, 8 HR/YR- 0/TRADING HR. 4) SCHLICHTE FINANCIAL, 727 SOUTH PARK, OSCEOLA, IA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 10/01/20, INV REL, 5 HR/MO- 5/TRADING HRS. 5) CLARK COMMUNITY SCHOOLS, 802 NORTH JACKSON, OSCEOLA, IA, SUBSTITUTE TEACHER, 09/04/17, NIR, 24 HR MO- 21/TRADING HR 6) SCHLICHTE FINANCIAL, 727 SOUTH PARK, OSCEOLA, IA, NOTARY PUBLIC, 10/10/05, NIR, 1 HR/YR- 0/TRADING HR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-25 |
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