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Current Employers
Western Wealth Management Llc

14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2019-11-25
TX RA APPROVED_RES 2019-11-22
  • UT RA
    APPROVED
    Since 2019-11-25
  • TX RA
    APPROVED_RES
    Since 2019-11-22

Branch Locations

912 W. 1600 S. Suite Suite B102, Saint George, UT 84770 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc St George UT 06/2008 Present
Western Wealth Management, Llc Saint George UT 11/2019 Present
Previous Registrations
Other Businesses

1. 06/26/2009 - CORNERSTONE WEALTH MANAGEMENT, DBA ONLY. 2. 12/14/2015 * NO BUSINESS NAME * Real Estate Rental * NOT INV REL * 1843 W 950 N #103 St George UT 84770 * START 09/27/2015 * 1 HR/MO NOT DURING SECS TRDG HRS. 3. 11/3/2017 - No Business Name - Investment Related - Home Based & 1717 W 950 N - Real Estate Rental - Started 10/31/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 11/3/2017 - No Business Name - Home Based & St. George, UT - Real Estate Rental - Started 10/24/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 8/30/2018 - No Business Name - Investment Related - Home Based & 2481 Bella Vista - Real Estate Rental - Start Date:07/01/2018 - 0 Hours Per Month/0 Hours During Trading. 6. 8/30/2018 - No Business Name - Investment Related - Home Based & 3947 Bella Vista - Real Estate Rental - Start Date:07/01/2018 - 0 Hours Per Month/0 Hours During Trading. 7. 10/17/2018 - No Business Name - Investment Related - Home Based & Santa Clara UT 84765 - Real Estate Rental - Started 07/01/2018 - 0 Hours Per Month. 8. 3/23/2021 - Western Wealth Management, LLC - DBA: Western Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/01/2019 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-18
  • S66 Uniform Combined State Law Examination
    2004-11-18

View on SEC IAPD

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