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14143 Denver Pkwy., Ste 450, Golden, CO 80401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2019-11-25 |
| TX | RA | APPROVED_RES | 2019-11-22 |
Branch Locations
912 W. 1600 S. Suite Suite B102, Saint George, UT 84770 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | St George | UT | 06/2008 | Present |
| Western Wealth Management, Llc | Saint George | UT | 11/2019 | Present |
1. 06/26/2009 - CORNERSTONE WEALTH MANAGEMENT, DBA ONLY. 2. 12/14/2015 * NO BUSINESS NAME * Real Estate Rental * NOT INV REL * 1843 W 950 N #103 St George UT 84770 * START 09/27/2015 * 1 HR/MO NOT DURING SECS TRDG HRS. 3. 11/3/2017 - No Business Name - Investment Related - Home Based & 1717 W 950 N - Real Estate Rental - Started 10/31/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 4. 11/3/2017 - No Business Name - Home Based & St. George, UT - Real Estate Rental - Started 10/24/2017 - 1 Hour Per Month/0 Hours During Securities Trading. 5. 8/30/2018 - No Business Name - Investment Related - Home Based & 2481 Bella Vista - Real Estate Rental - Start Date:07/01/2018 - 0 Hours Per Month/0 Hours During Trading. 6. 8/30/2018 - No Business Name - Investment Related - Home Based & 3947 Bella Vista - Real Estate Rental - Start Date:07/01/2018 - 0 Hours Per Month/0 Hours During Trading. 7. 10/17/2018 - No Business Name - Investment Related - Home Based & Santa Clara UT 84765 - Real Estate Rental - Started 07/01/2018 - 0 Hours Per Month. 8. 3/23/2021 - Western Wealth Management, LLC - DBA: Western Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/01/2019 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-11-18 |
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