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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-08 |
Branch Locations
13910 Champion Forest Drive Suite 101, Houston, TX 77069 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc. | Houston | TX | 06/2010 | 12/2021 |
| Raymond James Financial Services Advisors, Inc | Houston | TX | 06/2010 | 12/2021 |
| Saxon Financial Group | Houston | TX | 01/2022 | 07/2024 |
| Raymond James Financial Services, Inc. | Houston | TX | 07/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Houston | TX | 07/2024 | Present |
| Houston Taso | Houston | TX | 06/2025 | Present |
(1)Name of Business: Newton Derby LLC Address: 11011 FM 830, Willis, TX, 77318, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 12/06/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-07-15 |
| S66 | Uniform Combined State Law Examination | 2006-12-28 |
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