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Nicholas John Karpinski

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

Fairfield, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-08-28
TX RA APPROVED 2007-02-22
NJ RA APPROVED 2006-08-18
  • FL RA
    APPROVED
    Since 2019-08-28
  • TX RA
    APPROVED
    Since 2007-02-22
  • NJ RA
    APPROVED
    Since 2006-08-18

Branch Locations

701 Brickell Ave Investment Solutions Group, Miami, FL 33131 • United States

1499 Post Rd Investment Solutions Group, Fairfield, CT 06824 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 06/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-17
  • S66 Uniform Combined State Law Examination
    2006-08-17

View on SEC IAPD

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