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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • LA RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

3200 Olympus Blvd Suite 100, Dallas, TX 75019 • United States

11929 Bricksome Ave, Baton Rouge, LA 70816 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Invest Financial Corp. Tampa FL 03/2011 02/2018
Patterson State Bank Patterson LA 02/2011 12/2018
Lpl Financial Llc Patterson LA 02/2018 12/2018
Kolder, Slaven & Co., Llc Morgan City LA 01/2019 Present
1St Global Capital Corp Morgan City LA 01/2019 10/2019
1St Global Advisors Inc Morgan City LA 01/2019 10/2019
Avantax Insurance Services Morgan City LA 01/2019 09/2025
Avantax Advisory Services Morgan City LA 10/2019 09/2025
Avantax Investment Services, Inc. Morgan City LA 10/2019 09/2025
Kcs Wealth Advisor, Llc Dba Kore Financial Group Morgan City LA 01/2019 Present
Cetera Wealth Services, Llc Baton Rouge LA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 03/2011 → 02/2018
    Invest Financial Corp.
    Tampa, FL
  • 02/2011 → 12/2018
    Patterson State Bank
    Patterson, LA
  • 02/2018 → 12/2018
    Patterson, LA
  • 01/2019 → Present
    Kolder, Slaven & Co., Llc
    Morgan City, LA
  • 01/2019 → 10/2019
    1St Global Capital Corp
    Morgan City, LA
  • 01/2019 → 10/2019
    1St Global Advisors Inc
    Morgan City, LA
  • 01/2019 → 09/2025
    Avantax Insurance Services
    Morgan City, LA
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Morgan City, LA
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Morgan City, LA
  • 01/2019 → Present
    Kcs Wealth Advisor, Llc Dba Kore Financial Group
    Morgan City, LA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Baton Rouge, LA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    Baton Rouge, LA
  • 2019-01-23 → 2019-10-25
    1St Global Advisors Inc
    Morgan City, LA
  • 2018-02-14 → 2019-01-28
    Morgan City, LA
    Patterson, LA
  • 2011-07-08 → 2018-02-14
    Invest Financial Corporation
    Patterson, LA
    Morgan City, LA
Other Businesses

1) KCS WEALTH ADVISORS, LLC POSITION: Financial Advisor NATURE: Wealth Management Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/16/2019 ADDRESS: 1234 David Drive, Morgan City LA 70380, United States DESCRIPTION: Suggests and render financial services to clients based on their financial situation and goals, and review with these clients on a regular bases. 2) KORE FINANCIAL GROUP, LLC POSITION: Financial Advisor NATURE: Wealth Management Services INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/16/2019 ADDRESS: 1201 David Drive, Morgan City LA 70380, United States DESCRIPTION: Suggests and render financial services to clients based on their financial situation and goals, and review with these clients on a regular bases. 3) KCS WEALTH ADVISOR, LLC DBA KORE FINANCIAL GROUP POSITION: Senior Financial Advisor NATURE: Wealth Management Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/16/2019 ADDRESS: 1201 David Drive, Morgan City LA 70380, United States DESCRIPTION: Suggests and render financial services to clients based on their financial situation and goals, and review with these clients on a regular bases.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-10-04
  • S63 Uniform Securities Agent State Law Examination
    2021-10-04
Other Names
  • Pamela C Moye
  • Pamela Cristena Moye
  • Pamela Cristena Manuel
  • Pamela Moye Manuel
  • Pamela Cristena Moye Manuel

View on SEC IAPD

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