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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-10
DC RA APPROVED 2023-01-25
WA RA APPROVED 2022-12-07
  • TX RA
    APPROVED
    Since 2024-01-10
  • DC RA
    APPROVED
    Since 2023-01-25
  • WA RA
    APPROVED
    Since 2022-12-07

Branch Locations

1747 Pennsylvania Ave Nw Suite 900, Washington, DC 20006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Philadelphia PA 06/2009 01/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 01/2017
Morgan Stanley Washington DC 11/2022 Present
Al Akhawayn University Casablanca 01/2017 12/2017
Emlyon Business School Casablanca 09/2017 05/2018
The Macarthur Company Casablanca 01/2018 03/2019
Geffner Capital Management Philadelphia PA 03/2019 01/2022
Unemployed Philadelphia PA 01/2022 11/2022
  • 06/2009 → 01/2017
    Morgan Stanley Smith Barney
    Philadelphia, PA
  • 01/2015 → 01/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2022 → Present
    Washington, DC
  • 01/2017 → 12/2017
    Al Akhawayn University
    Casablanca
  • 09/2017 → 05/2018
    Emlyon Business School
    Casablanca
  • 01/2018 → 03/2019
    The Macarthur Company
    Casablanca
  • 03/2019 → 01/2022
    Geffner Capital Management
    Philadelphia, PA
  • 01/2022 → 11/2022
    Unemployed
    Philadelphia, PA
Previous Registrations
Other Businesses

*542780 - Power of Attorney; Investment related Yes; Yorktown Heights, New York; 01/2022 ; During business hours: 1; After business hours: 1.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-12-16
  • S66 Uniform Combined State Law Examination
    2022-12-16
Designations
Other Names
  • Adam A. Geffner

View on SEC IAPD

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