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2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067-5040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-02-03 |
| LA | RA | APPROVED | 2021-03-31 |
| TX | RA | APPROVED_RES | 2021-03-31 |
| NH | RA | APPROVED | 2021-03-30 |
Branch Locations
Wadmalaw Island, SC • United States
2121 Avenue Of The Stars Suite 1600, Los Angeles, CA 90067-5040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jhfn Sii | Los Angeles | CA | 12/2010 | 11/2018 |
| Seia Llc | Los Angeles | CA | 12/2009 | Present |
| Sia Llc | Los Angeles | CA | 04/2012 | Present |
| Royal Alliance Associates, Inc. | Los Angeles | CA | 11/2018 | 06/2023 |
| Ses Llc | Los Angeles | CA | 06/2023 | Present |
SEIA LLC / SIA LLC POSITION: Relationship manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 240 SECURITIES TRADING HOURS: 240 START DATE: 04/02/2012 ADDRESS: 2121 Avenue of the Stars, Suite 1600, Los Angeles CA 90067, United States DESCRIPTION: RIA Sales & service LHL CORPORATION POSITION: CFO NATURE: Corporation for Lin Family (brother, parents and myself) holding and operating multi-family real estate property. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/31/2018 ADDRESS: 4918 Bindewald Road, Torrance CA 90505, United States DESCRIPTION: Shareholder - passive responsibilities day to day; documenting corporate minutes and notes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-18 |
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