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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-04-15
IN RA APPROVED 2014-01-21
  • TX RA
    APPROVED_RES
    Since 2019-04-15
  • IN RA
    APPROVED
    Since 2014-01-21

Branch Locations

215 W Main St, Fort Wayne, IN 46802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services Llc St Cloud MN 03/2010 Present
Star Financial Bank Ft Wayne IN 03/2010 Present
Cetera Investment Advisers Llc Fort Wayne IN 01/2014 Present
  • 03/2010 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 03/2010 → Present
    Star Financial Bank
    Ft Wayne, IN
  • 01/2014 → Present
    Fort Wayne, IN
Previous Registrations
  • 2009-11-13 → 2010-03-01
    Fort Wayne, IN
    Monroeville, IN
    New Haven, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Woodburn, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
  • 2006-12-05 → 2009-11-13
    Natcity Investments, Inc.
    Fort Wayne, IN
    Fort Wayne, IN
    New Haven, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Fort Wayne, IN
    Monroeville, IN
    Fort Wayne, IN
    Woodburn, IN
  • 2005-01-21 → 2006-10-25
    Fort Wayne, IN
    Fort Wayne, IN
Other Businesses

1.) GEORGETOWN BOWL/USBC, SECRETARY OF BOWLING LEAGUE, 2 HRS/WEEK, $0.15 PER BOWLER PER WEEK ABOUT $8.40 PER WEEK FOR 15 WEEKS. 2.) SALE OF FIXED INSURANCE TO BE WRITTEN THROUGH SWM AGENCY, LLC AND JBC COMPANIES (DBA FOR JACKSON BROKERAGE CORP) 3.) SSDT PROPERTIES, LLC, RENTAL HOMES, DUTIES INCLUDE DECISION MAKING ON PROPERTY UPKEEP ANDMAINTAINING BANK RECORDS ANDPROFIT/LOSS STATEMENTS, 25% OWNER WITH WIFE AND PARENTS AS OTHER OWNERS 4.) POWER OF ATTORNEY FOR PARENTS (BRIAN S & SHELLY L MAHLAN)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-11
  • S66 Uniform Combined State Law Examination
    2005-01-11

View on SEC IAPD

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