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Richard Sokol

Legacy Capital Group LLC

Englewood, CO

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Current Employers
Legacy Capital Group Llc

Englewood, CO • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-01-01
  • CO RA
    APPROVED
    Since 2025-01-01

Branch Locations

Englewood, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Private Investor Englewood CO 05/2007 Present
  • 05/2007 → Present
    Private Investor
    Englewood, CO
Previous Registrations
  • 2005-08-16 → 2007-05-18
    Denver, CO
    New York, NY
    Nashville, TN
  • 2004-09-03 → 2005-06-02
    Kesef Financial Group
    Denver, CO
Other Businesses

I AM ON THE BOARD OF DIRECTORS OF MEMOLINK, INC. MEMOLINK IS A PRIVATELY-HELD COMPANY. IT PROVIDES AND MANAGES AN INTERNET SHOPPING PORTAL. MEMOLINK'S ADDRESS IS: MEMOLINK, INC 2000 S COLORADO BLVD DENVER, CO 80222 I JOINED THE BOARD IN 2004. THE BOARD MEETS 2X PER YEAR, FOR APPROX. 3 HOURS PER MEETING. I ATTEND THESE MEETINGS DURING NON-BUSINESS HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-08-27
S65 Uniform Investment Adviser Law Examination 2004-07-26
  • S63 Uniform Securities Agent State Law Examination
    2005-08-27
  • S65 Uniform Investment Adviser Law Examination
    2004-07-26

View on SEC IAPD

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