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Lisa Erin Mullaney

Cibc Private Wealth Advisors, Inc.

Chicago, IL

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Current Employers
Cibc Private Wealth Advisors, Inc.

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2026-01-06
IL RA APPROVED 2024-03-12
  • LA RA
    APPROVED
    Since 2026-01-06
  • IL RA
    APPROVED
    Since 2024-03-12

Branch Locations

181 W Madison Street 36Th Floor, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bessemer Trust Chicago IL 10/2014 08/2017
Bny Mellon Chicago IL 08/2017 08/2021
Bny Mellon Securities Corporation Chicago IL 06/2019 08/2021
Fifth Third Bank Chicago IL 09/2021 03/2024
Fifth Third Securities Chicago IL 08/2022 03/2024
Cibc Private Wealth Chicago IL 03/2024 Present
  • 10/2014 → 08/2017
    Bessemer Trust
    Chicago, IL
  • 08/2017 → 08/2021
    Bny Mellon
    Chicago, IL
  • 06/2019 → 08/2021
    Bny Mellon Securities Corporation
    Chicago, IL
  • 09/2021 → 03/2024
    Fifth Third Bank
    Chicago, IL
  • 08/2022 → 03/2024
    Fifth Third Securities
    Chicago, IL
  • 03/2024 → Present
    Cibc Private Wealth
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-03-12
S63 Uniform Securities Agent State Law Examination 2015-02-25
S66 Uniform Combined State Law Examination 2004-09-10
  • S65 Uniform Investment Adviser Law Examination
    2024-03-12
  • S63 Uniform Securities Agent State Law Examination
    2015-02-25
  • S66 Uniform Combined State Law Examination
    2004-09-10
Other Names
  • Lisa Erin Mullaney
  • Lisa Mullaney

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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