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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-01-07
GA RA APPROVED 2024-01-22
TX RA APPROVED 2024-01-18
  • FL RA
    APPROVED
    Since 2026-01-07
  • GA RA
    APPROVED
    Since 2024-01-22
  • TX RA
    APPROVED
    Since 2024-01-18

Branch Locations

Fort Lauderdale, FL • United States

5565 Glenridge Connector Suite 1900, Atlanta, GA 30342 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. Chattanooga TN 01/2014 01/2024
Morgan Stanley Smith Barney Llc Atlanta GA 01/2024 Present
Morgan Stanley Private Bank, N.A New York NY 05/2024 Present
  • 01/2014 → 01/2024
    Chattanooga, TN
  • 01/2024 → Present
    Morgan Stanley Smith Barney Llc
    Atlanta, GA
  • 05/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-10
  • S66 Uniform Combined State Law Examination
    2004-09-10
Designations

View on SEC IAPD

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