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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2010-04-08
WA RA APPROVED 2008-05-14
  • TX RA
    APPROVED_RES
    Since 2010-04-08
  • WA RA
    APPROVED
    Since 2008-05-14

Branch Locations

1601 Cooper Point Rd. Nw, Olympia, WA 98502 • United States

6957 Littlerock Road Sw, Ste B, Tumwater, WA 98512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Olympia WA 05/2008 Present
Previous Registrations
  • 2006-08-04 → 2008-05-14
    First Montauk Securities Corp.
    Dupont, WA
  • 2005-09-19 → 2006-06-05
    Morgan Stanley Dw Inc.
    Olympia, WA
Other Businesses

1. 10/12/2017 - Financial Advocates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/10/2017 - 160 Hours Per Month During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-16
  • S66 Uniform Combined State Law Examination
    2005-09-16
Other Names
  • Kristen Le Stritmatter
  • Kristen Stritmatter
  • Kristen Le Stritmatter
  • Kristen Le Williams

View on SEC IAPD

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