Nelson Vieira Barreira Filho

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2011-05-17

FL RA
APPROVED

Since 2011-05-17

Branch Locations

Coral Gables, FL • United States

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Coral Gables	FL	05/2011	Present

05/2011 → Present

Ubs Financial Services Inc

Coral Gables, FL

Previous Registrations

2010-01-04 → 2011-05-16

Hsbc Securities (Usa) Inc.

Miami, FL

Miami, FL

Other Businesses

1)KEY ENERGY, LLC / MIAMI FL 33129 / COMPANY / REAL ESTATE / RENTALS / OFFICER / START DATE 04/21/2006. 2)Hedman Design Inc / 2501 Brickell Avenue Miami,FL 33129 / Company/ Other PERMANENT MAKEUP / PERMANENT MAKEUP / Officer / / No activities / Start Date 5/2/16 / 3)FIU Master of International Business (MIB) Program / 11200 S.W. 8th St., MANGO 444 Miami,FL 33199 / Educational Establishment/ Education / Advisory Board for the FIU Master of International Business (MIB) Program / Advisor or advisory group member if advice given may influence an officer/board /Advisory Board for the FIU Master of International Business (MIB) Program / Start Date 7/26/2019 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-31

S66 Uniform Combined State Law Examination

2009-12-31

Other Names

Nelson Barreira

View on SEC IAPD