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Keeley Brogan

J.P. Morgan Securities LLC

Chicago, IL

Winnetka, IL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-12-14
TX RA APPROVED 2022-12-14
  • IL RA
    APPROVED
    Since 2022-12-14
  • TX RA
    APPROVED
    Since 2022-12-14

Branch Locations

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

791 Elm St, Floor 2, Winnetka, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 11/2007 12/2019
Jpmorgan Chase Bank Na Chicago IL 02/2007 12/2019
Fernwood Management Llc Rosemont IL 12/2019 05/2021
Jpmorgan Chase Bank Na Chicago IL 05/2021 Present
Jpmorgan Securities Llc Chicago IL 05/2021 Present
  • 11/2007 → 12/2019
    Jpmorgan Securities Llc
    Chicago, IL
  • 02/2007 → 12/2019
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 12/2019 → 05/2021
    Fernwood Management Llc
    Rosemont, IL
  • 05/2021 → Present
    Jpmorgan Chase Bank Na
    Chicago, IL
  • 05/2021 → Present
    Jpmorgan Securities Llc
    Chicago, IL
Previous Registrations
  • 2008-10-01 → 2012-05-15
    J.P. Morgan Securities Llc
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Winnetka, IL
  • 2007-03-12 → 2008-10-01
    J.P. Morgan Securities Inc.
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-14
S66 Uniform Combined State Law Examination 2007-03-10
S63 Uniform Securities Agent State Law Examination 2006-09-16
  • S65 Uniform Investment Adviser Law Examination
    2022-12-14
  • S66 Uniform Combined State Law Examination
    2007-03-10
  • S63 Uniform Securities Agent State Law Examination
    2006-09-16
Other Names
  • Keeley Goldberg
  • Keeley Anne Goldberg
  • Keeley Anne Brogan

View on SEC IAPD

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