Daniel Joseph Sadowski

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2006-12-14

IN RA
APPROVED

Since 2006-12-14

Branch Locations

8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Indianapolis	IN	05/2009	11/2016
Wells Fargo Clearing Services, Llc	Indianapolis	IN	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

Indianapolis, IN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Indianapolis, IN

Other Businesses

TRI WEST HIGH SCHOOL BASEBALL, NOT INVT RELATED, LIZTON, IN, ASSISTANT BASEBALL COACH, START DATE 3/13/2023, 40 HRS PER MONTH, 0 HRS DURING TRADING, COACHING HIGH SCHOOL BASEBALL.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-12-12
S63	Uniform Securities Agent State Law Examination	2003-04-17

S65 Uniform Investment Adviser Law Examination

2006-12-12
S63 Uniform Securities Agent State Law Examination

2003-04-17

Other Names

Daniel Joseph Sadowski

View on SEC IAPD