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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-08-10
CA RA APPROVED 2004-11-15
  • TX RA
    APPROVED_RES
    Since 2012-08-10
  • CA RA
    APPROVED
    Since 2004-11-15

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Century City CA 07/2004 Present
Bank Of America, N.A. Century City CA 05/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-12
  • S66 Uniform Combined State Law Examination
    2004-11-12

View on SEC IAPD

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