Carlos Emilio Arguello

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-07-28
FL	RA	APPROVED	2015-03-11

TX RA
APPROVED_RES

Since 2026-07-28
FL RA
APPROVED

Since 2015-03-11

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Islamorada, FL • United States

Coral Gables, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Coral Gables	FL	03/2015	Present

03/2015 → Present

Ubs Financial Services Inc.

Coral Gables, FL

Other Businesses

Cutler Oaks Estates Homeowners Association, Inc. / Cutler Oaks Estates Homeowners c/o Michael P. Mangan, CPA, PA, 9118 Griffin Road, Std DCooper CityFlorida33328 / Member of the board of directors of my primary residence homeowners association / homeowners association / participate in quarterly meetings to represent homeowners of our primary residence community / Member of the boar of my primary residence homeowners association / 5/31/2022

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-20

S66 Uniform Combined State Law Examination

2015-02-20

Other Names

Carlos Emilio Arguello

View on SEC IAPD