Arthur Timothy Mccarthy

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-01-14
NJ	RA	APPROVED	2005-10-11

TX RA
APPROVED_RES

Since 2013-01-14
NJ RA
APPROVED

Since 2005-10-11

Branch Locations

222 Rosewood Drive Suite 510, Danvers, MA 01923-4519 • United States

Reading, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets Corporation	Danvers	MA	03/2008	Present

03/2008 → Present

Rbc Capital Markets Corporation

Danvers, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-08-30

S66 Uniform Combined State Law Examination

2004-08-30

View on SEC IAPD

Other Firms

ONEDIGITAL

JANNEY MONTGOMERY SCOTT LLC

ROBERT W. BAIRD & CO. INCORPORATED

CETERA INVESTMENT ADVISERS LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

FORTIS CAPITAL ADVISORS, LLC

NVEST FINANCIAL, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

CAMAY KWONG PASCUCCI

KATELYNN JULIE KENDALL

Zachary Delano

DOUGLAS TILGHMAN WILSON

Mark Patrick Sullivan

JAMES FRANKEL HORROCKS

SEAN PATRICK GIBBONS

SHANE POULIN

Other Offices

ONEDIGITAL · Danvers, MA

JANNEY MONTGOMERY SCOTT LLC · Danvers, MA

ROBERT W. BAIRD & CO. INCORPORATED · Danvers, MA

CETERA INVESTMENT ADVISERS LLC · DANVERS, MA

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Danvers, MA

FORTIS CAPITAL ADVISORS, LLC · Danvers, MA

NVEST FINANCIAL, LLC · DANVERS, MA

AMERIPRISE FINANCIAL SERVICES, LLC · DANVERS, MA

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