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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-26 |
| IL | RA | APPROVED | 2021-04-01 |
Branch Locations
2655 Warrenville Rd Ste 175, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | St. Charles | IL | 10/2012 | 03/2021 |
| Lpl Financial Llc | Downers Grove | IL | 04/2021 | Present |
1)4/1/2021- PWA- DBA for LPL Business (entity for LPL business)- Inv. Related- At Reported Business Location(s) - Started 04/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 2) 4/1/2021- Professional Wealth Advisors- DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Started 04/01/2021 - 160 Hours Per Month/8 Hours During Securities Trading. 3) 6/7/2021 - HeadUnit LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 04/12/2021 - 120 Hours Per Month/80 Hours During Securities Trading. 4) 10/15/2021 - PWA Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/12/2021 - 2 Hours Per Month During Securities Trading. 5) 01/30/2024 - Partnerland LLC - Business Entity For Tax/Investment Purposes Only - Not investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 2 Hours Per Month/2 Hrs During Trading 6) 09/30/2024 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 04/04/2024- 4 Hours Per Month/ 4Hr During Trading 7) 06/16/2025 - Genesis Wealth LLC - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date :07/01/2025 - 150 Hrs/Mth - 6 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-08-18 |
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