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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2023-10-09
  • WI RA
    APPROVED
    Since 2023-10-09

Branch Locations

111 E Wisconsin Ave Floor 22, Milwaukee, WI 53202 • United States

10 S Dearborn St Floor 09, Chicago, IL 60603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Milwaukee WI 02/2014 Present
Jpmorgan Chase Bank Na Milwaukee WI 11/2016 Present
  • 02/2014 → Present
    Jpmorgan Securities Llc
    Milwaukee, WI
  • 11/2016 → Present
    Jpmorgan Chase Bank Na
    Milwaukee, WI
Previous Registrations
  • 2008-10-01 → 2013-11-01
    Chicago, IL
    Chicago, IL
    Chicago, IL
  • 2007-10-24 → 2008-10-01
    J.P. Morgan Securities Inc.
    Chicago, IL
    Chicago, IL
    Chicago, IL
    Chicago, IL
Other Businesses

Entity Name: Betty Brinn Children's Museum Investment related: Not Reportable. Rep is not over any financial matters or access to funds. Address: 929 E. WIsconsin Ave.Milwaukee, WI 53202 Nature of the other business: Education Board Position/Title/Relationship: Board of Directors member (excluding advisory boards) Start Date: 12-01-2020 "Approximate # of hours a month: Less than 1 hr Less than 1 hr during trading" Briefly describe your duties: Chair the Foundation Board GRAVES MINERAL LLC; YES; 4121 KOERNER RD. PEORIA, IL 61615; GRAVES MINERAL COMPANY IS A HOLDING COMPANY FOR MINERAL RIGHTS IN THE NORTHWEST US. THIS IS THE ONLY ACTIVITY THAT THE COMPANY PARTICIPATES IN. THERE ARE NO EMPLOYEES OF THE COMPANY. IF AND WHEN MINERALS ARE HARVESTED ON THE PROPERTIES WHERE GRAVES MINERAL CO OWNS MINERAL RIGHTS, THE COMPANY HARVESTING THEM WILL PAY A LEASE FEE TO GRAVES MINERAL.;I OWN 4% OF THE COMPANY.; JULY, 2006; 0; 0; NONE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-22
S63 Uniform Securities Agent State Law Examination 2004-08-20
  • S66 Uniform Combined State Law Examination
    2007-10-22
  • S63 Uniform Securities Agent State Law Examination
    2004-08-20
Other Names
  • Andrew G. Keller

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