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De Huu Nguyen

Financial Northeastern Securities, LLC

Fairfield, NJ

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Current Employers
Financial Northeastern Securities, Llc

100 Passaic Avenue One Greenbrook Corporate Center, Fairfield, NJ 07004 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2009-01-05
  • NJ RA
    APPROVED
    Since 2009-01-05

Branch Locations

100 Passaic Avenue, Fairfield, NJ 07004 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Northeastern Securities Fairfield NJ 12/2008 Present
  • 12/2008 → Present
    Financial Northeastern Securities
    Fairfield, NJ
Previous Registrations
  • 2008-03-25 → 2008-10-15
    Lehman Brothers Inc.
    New York, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-24
S63 Uniform Securities Agent State Law Examination 2004-10-11
  • S66 Uniform Combined State Law Examination
    2008-03-24
  • S63 Uniform Securities Agent State Law Examination
    2004-10-11
Other Names
  • De Nguyen

View on SEC IAPD

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