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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-07-28 |
Branch Locations
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suncoast Credit Union | Tampa | FL | 08/2015 | 08/2021 |
| Cuna Brokerage Services, Inc. | Waverly | IA | 08/2015 | 08/2021 |
| Icma-Rc Services, Llc | Washington | DC | 09/2021 | 01/2022 |
| Assetmark Financial Holdings, Inc. | Seffner | FL | 01/2022 | Present |
| Assetmark Brokerage, Llc | Seffner | FL | 01/2022 | Present |
Name: OKOA CHILD LINK/ In U Link. Non-investment related. Address: Maseno, Kenya. Nature of business: To restore hope through love, legal protection, provision of basic needs and professional counseling for children in need. The primary goal is to help these children to develop into productive citizens in the community. By providing support through education, building of self-esteem, and social living skills, OKOA seeks to walk with its children and their families until adulthood. Position: Board Member. Start date: April 6, 2021. Number of hours/month devoted to the other business: 2; during security trading hours 2. Duties: Ensure organization is adhering to the bylaws. We meet virtually on a quarterly basis. ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 01/2022 - 160 HRS / MONTHLY - AMRS RETIRMENT SALES CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-09 |
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