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Brynn Ellie Buswell

D.A. Davidson & Co.

Lake Oswego, OR

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-12-06
OR RA APPROVED 2017-03-28
  • TX RA
    APPROVED_RES
    Since 2019-12-06
  • OR RA
    APPROVED
    Since 2017-03-28

Branch Locations

Two Centerpointe Drive Suite 200, Lake Oswego, OR 97305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Lake Oswego OR 05/2013 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-27
S63 Uniform Securities Agent State Law Examination 2014-05-19
  • S65 Uniform Investment Adviser Law Examination
    2017-03-27
  • S63 Uniform Securities Agent State Law Examination
    2014-05-19
Other Names
  • Brynn Ellie Mooney
  • Brynn Ellie Buswell
  • Brynn Ellie Mooney

View on SEC IAPD

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Other Offices

PANORAMIC CAPITAL PARTNERS LLC · LAKE OSWEGO, OR
NORTHMARQ FUND MANAGEMENT, LLC · LAKE OSWEGO, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR
RBC CAPITAL MARKETS, LLC · Lake Oswego, OR
CWM, LLC · Lake Oswego, OR
LPL FINANCIAL LLC · LAKE OSWEGO, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lake Oswego, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR

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